Legal

Important regulatory disclosures and legal notices for Concise Capital Management, LP.

Concise Capital Management, LP ("Concise Capital" or the "Firm") is a Registered investment adviser with the U.S. Securities and Exchange Commission ("SEC"). Registration with the SEC does not imply any specific level of skill or training.

The information contained on this website is for informational purposes only and does not constitute an offer or solicitation to buy or sell securities, or to provide investment advisory services. The information is not intended to be relied upon as a forecast, research or investment advice, and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt any investment strategy.

Past performance is not indicative of future results. All investments involve risk, including the possible loss of principal. The value of investments and the income from them may go down as well as up, and investors may not recover the amounts originally invested.

Concise Capital Management, LP's website contains certain information about its approach to providing investment management services but does not provide specific investment advice and is presented for informational purposes only. It does not represent that the services described on the site are suitable for any specific investor. You are advised not to rely on any information contained in this site in the process of making a fully informed investment decision. Instead, you are urged to base investment decisions upon a thorough investigation and to obtain all necessary professional advice.

Links to other Internet sites are included as a convenience. Concise Capital Management, LP is not responsible for and assumes no liability for their content since the parties are unrelated. In addition, Concise Capital Management, LP does not review such other websites and does not make any representation as to the accuracy of the content.

All information presented on this website is strictly confidential and no part of its contents may be passed, copied, divulged or disseminated in any way to any other person without the prior consent of Concise Capital Management, LP.

Index Information: The Russell 2000 Index measures the performance of the 2,000 smallest companies in the Russell 3000 Index and represents approximately 10% of its market capitalization. The iShares Russell 2000 ETF (IWM) tracks this index, providing an investment opportunity to gain exposure to the smallest-cap stocks listed on U.S. stock exchanges.

Concise Capital Management, LP is registered as an investment adviser with the U.S. Securities and Exchange Commission. A copy of the Firm's Form ADV, which includes a description of our business practices, fees, conflicts of interest, and disciplinary history, is available upon request or through the SEC's IAPD database at www.adviserinfo.sec.gov.

Investment advisory services are offered only where Concise Capital Management, LP is properly registered or exempt from registration and only to persons for whom such services may lawfully be provided. Certain investment products managed by the Firm are available only to investors meeting applicable eligibility requirements.

This website may contain forward-looking statements, including statements about expected future performance and results. These statements involve known and unknown risks and uncertainties, and actual results could differ materially from those projected.

Forward-looking statements are based on assumptions and estimates that management believes are reasonable, but such assumptions and estimates are inherently uncertain. Concise Capital undertakes no obligation to update any forward-looking statements to reflect events occurring after the date of such statements.

Investing in securities involves various risks, including but not limited to:

• Market Risk: The risk of losses due to changes in market conditions, including equity prices, interest rates, credit spreads, and macroeconomic factors.
• Concentration Risk: The Firm may concentrate investments in a limited number of securities, sectors, or geographies, which may increase volatility.
• Leverage Risk: The use of leverage may amplify gains but also amplify losses, and could result in the loss of more than the amount invested.
• Short Selling Risk: Short selling involves the sale of securities not owned by the seller. Losses on short positions are theoretically unlimited.
• Liquidity Risk: Investments may be illiquid or subject to significant liquidity constraints, and it may not be possible to exit positions at desired times or prices.
• Counterparty Risk: The Firm may be subject to risk of default or non-performance by counterparties in derivative and other transactions.
• Regulatory Risk: Changes in laws, regulations, or tax rules applicable to the Firm or its investments may adversely affect performance.
• Credit Risk: Investments in corporate debt securities are subject to the risk that an issuer may fail to make timely payments of principal or interest or otherwise experience a deterioration in credit quality

By accessing this website, you agree to the following terms and conditions. The information on this website is provided for general informational purposes only and does not constitute legal, tax, investment, financial, or other professional advice.

The content on this website is the property of Concise Capital Management, LP and is protected by applicable intellectual property laws. Unauthorized reproduction, distribution, or modification of any content is strictly prohibited.

Concise Capital reserves the right to modify or discontinue this website at any time without notice. We make no warranty, express or implied, regarding the accuracy, completeness, or timeliness of the information on this website.

Currency of Information: Information contained on this website is believed to be reliable as of the date published; however, Concise Capital Management, LP makes no representation that such information remains current after publication

Jurisdiction Disclaimer: This website is not directed to any person in any jurisdiction where its publication or availability would be contrary to applicable law or regulation.

Access to Website: Access to the Concise Capital Management, LP website is subject to local restrictions. The website and all information and functionality contained within it are not directed at or intended for use by any person resident or located in any jurisdiction where (a) the distribution of such information or functionality is contrary to the regulatory, tax or other applicable laws of such jurisdiction or (b) such distribution is prohibited without obtaining the necessary licenses or authorizations by the relevant local country regulatory authorities and such licenses or authorizations have not been obtained. Individuals or legal entities in respect of whom such prohibitions apply, whether on grounds of their nationality, their place of residence or on other grounds, must not access or use this website.

Concise Capital Management communicates exclusively through authorized firm channels, with addresses ending in @concisecapital.com and designated company phone numbers. We do not conduct business via social media platforms, messaging apps (e.g. WhatsApp), or personal email accounts. If you receive communication that appears to be from Concise but does not come from an official source, do not respond.

For regulatory or compliance-related inquiries, please contact our Chief Compliance Officer at:

Concise Capital Management, LP
Attention: Chief Compliance Officer
777 Brickell Ave, Suite 630
Miami, FL 33131, United States
compliance@concisecapital.com